Internal Audits and Evaluations

Internal Audits Completed in 2015-16

Title of internal audit Internal audit type Completion date
Audit of Integrated Planning, Budgeting and Forecasting Assurance April 2015
Audit of Security Clearance Process Assurance April 2015
Audit of Quality Management Systems for Oversight Programs Assurance July 2015
Follow-up Audit of Rail Safety Assurance November 2015
Audit of Internal Controls over Financial Reporting Assurance January 2016
Audit of Oversight of Crown Corporations, Shared Governance and Other Organizations Assurance January 2016
Audit of Special Flight Operations Certificate Processes Related to Special Aviation Events - Air Shows Assurance April 2016
Follow-up Audit of Civil Aviation Assurance April 2016
Audit of Recruitment Strategies and the Staffing Process Assurance September 2016
Audit of Risk-Based Business Planning in Safety and Security Assurance January 2017
Audit of Business Continuity Planning
Assurance January 2017
Follow-up Audit of Ship-source Spills Assurance January 2017

Link to TC internal audit reports: http://www.tc.gc.ca/eng/corporate-services/aas-audit-62.htm

Evaluations in Progress or Completed in 2015-16

Title of evaluation Status Deputy head approval date Link to the organization's program(s)
Evaluation of the Road Safety Transfer Payments Program Completed June 2015 3.4.3 Motor Carrier Safety
Evaluation of the Boating Safety Contribution Program Completed September 2015 3.2.2 Marine Safety Oversight
Evaluation of the Enforcement Tools used in support of Transport Canada's Safety Programs Completed February 2016

3.1.2.2 Surveillance of the Aviation System,

3.3.2 Rail Safety Oversight,

3.5.2 Transportation of Dangerous Goods Oversight

Evaluation of the Motor Vehicle Test Centre Completed May 2016 3.4.1 Motor Vehicle Safety Regulatory Framework
Evaluation of the Airports Operations and Maintenance Subsidy Program Completed July 2016 1.3.1.3 Small Aerodrome Support
Evaluation of the Canadian Transportation Research Forum's Scholarship Program Completed July 2016 1.1.5 Transportation Analysis and Innovation
Grant to the International Civil Aviation Organization (ICAO) for cooperative development of operational safety and continuing airworthiness program (COSCAP) Completed July 2016 3.1.1 Aviation Safety Regulatory Framework
Evaluation of payments under the DEN-ICE Agreement Completed July 2016 3.1.1 Aviation Safety Regulatory Framework
Evaluation of Rail Research and Development In progress August 2016 1.1.5 Transportation Analysis and Innovation
Evaluation of Asia-Pacific Gateway and Corridor Transportation Infrastructure Fund In progress November 2016 1.2.1 Asia-Pacific Gateway and Corridor Initiative
Evaluation of Gateways and Border Crossings Fund In progress November 2016 1.2.2 Gateways and Border Crossings Fund
Horizontal Implementation Review of the Ship-Source Oil Spill Prevention Preparedness and Response Regime In progress February 2017

2.2.1 Clean Water Regulatory Framework,

2.2.2 Clean Water Regulatory Oversight

2.2.3 Marine Safety Oversight

Evaluation of Safety Management Systems (SMS) in the context of Civil Aviation Deferred N/A 3.1.1 Aviation Safety Regulatory Framework
Evaluation of the Remote Passenger Rail Program Deferred N/A 1.3.3.1 Rail Passenger Stewardship and Support
Evaluation of the Ferry Services Contribution Program Cancelled N/A 1.3.2.3 Ferry Services Stewardship and Support

Link to TC evaluation reports: http://www.tc.gc.ca/eng/corporate-services/des-reports-150.htm

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