Supplementary Tables - Upcoming Internal Audits and Evaluations over the next three fiscal years

The following lists potential projects to be considered for 2013-14.  Individual projects will be selected and audit resources will be assigned to the highest audit priority areas at the completion of the audit planning exercise.

 A. All upcoming Internal Audits over the next three fiscal years1
1. Name of Internal Audit (To be confirmed) 2. Internal Audit Type 3. Status 4. Expected Completion Date
Audit of the Marine Safety & Security Management Control Framework Internal Control Planned Tbc
Audit of Financial Management Governance and Financial Budgeting and Forecasting Governance and Internal Control Planned Tbc
Audit of Asia-Pacific Gateway and Corridor Initiative Internal Control Planned Tbc
Project under Development Audit of the Detroit River International Border Crossing Governance and Internal Control Planned Tbc
Audit of Security Screening Programs Internal Control Planned Tbc
Follow-up Audit of Aviation Security Internal Control Planned Tbc
Audit of the Implementation of the Public Service Employment Act at Transport Canada Internal Control Planned Tbc
Audit of Organizational Design and Classification Services Internal Control Planned Tbc
Audit of Fraud Risk Management Practices at TC Governance and Internal Control Planned Tbc
Review of Corporate Governance Governance Planned Tbc
Audit of Emergency Preparedness Management Control Framework Internal Control Planned Tbc
Audit of Surface Infrastructure and Security Management Control Framework Internal Control Planned Tbc
Audit of Revenue Collection Controls & Practices for Inspection and Regulatory Activities Internal Control Planned Tbc

5. Electronic Link to Internal Audit Plan (if publicly available):

The current risk-based audit plan was revised for 2012-13 and recommended to the Deputy Minister in April 2012.  A mid-year update on implementation of the plan and resource use was presented to the Deputy Minister and the Audit Committee in October 2012.

Preliminary potential projects for 2013-14 to 2015-16 will be discussed at the January 2013 Audit Committee.

 B. All upcoming Evaluations over the next three fiscal years
1. Name of Evaluation 2. Program 3. Status 4. Expected Completion Date
Marine Infrastructure Program Transportation Infrastructure Planned 2013-14
Rail Safety – Regulatory Framework and Oversight Rail Safety Planned 2013-14
Surface and Intermodal Security Surface and Intermodal Security Planned 2013-14
Federal Bridge Stewardship Transportation Infrastructure Planned 2013-14
Transportation Marketplace Frameworks Transportation Marketplace Frameworks Planned 2013-14
Motor Carrier Safety Road Safety Planned 2014-15
Rail Passenger Stewardship and Support Transportation Infrastructure Planned 2014-15
Airport Operations and Maintenance Transportation Infrastructure Planned 2014-15
Ferry Services Stewardship and Support Transportation Infrastructure Planned 2014-15
Highway and Border Infrastructure Transportation Infrastructure Planned 2014-15
Airports Capital Assistance Program Aviation Safety Planned 2014-15
Clean Air from Transportation Clean Air from Transportation Planned 2015-16
Transportation of Dangerous Goods Transportation of Dangerous Goods Planned 2015-16

5. Electronic link to Evaluation Plan (if publicly available): N/A

1 The 2013-14 to 2015-16 Risk-Based Audit Plan (RBAP) is being revised to take account of new and emerging risks. A revised plan will be discussed at the January 2013 Audit Committee meeting and a final plan will be approved in April 2013. Current planned projects for 2013-14 will be reviewed and confirmed in April.

2 Current planning process under review with the result that some planned activities will change.

Date modified: